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Founder and Principal | RegTech Consulting
Jim Richards is the founder and principal of RegTech Consulting LLC, providing anti-money laundering and financial crime compliance advice to the financial services sector. Jim most recently served as an executive vice president, the Bank Secrecy Act (BSA) Officer, and director of global financial crimes risk management for Wells Fargo & Co from 2005 to 2018. Prior to Wells Fargo, Jim held similar positions at Bank of America and FleetBoston, was a prosecutor in Massachusetts, and a Special Constable with the Royal Canadian Mounted Police. Jim is a sought-after speaker at financial crime and AML conferences, and is the author of “Transnational Criminal Organizations, Cybercrime, and Money Laundering” (CRC Press).