https://www.wsjriskforum.com
Risk & Compliance Hero

The WSJ Risk & Compliance Forum

October 12, 2021 | Online


This Forum will provide risk and compliance professionals with the latest thinking and practical solutions, supporting their role as business leaders in their own companies.

Top Reasons to Attend

  1. Stay ahead of rapid changes in the business environment 

  2. Learn best practices from market-leading companies 

  3. Hear about the most significant changes in laws and regulations 

  4. Gain insights to help inform business strategy 

  5. Discuss problems and solutions with peers from multiple industries 

Agenda

October 12, 2021

10:30am - 11:00am
Sponsored Session
Leveraging Digital Capabilities For The Future of Compliance
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The widespread availability of data and advanced technology presents new opportunities for global businesses to build integrated capabilities that manage regulatory demands and drive compliant outcomes. Join a comprehensive masterclass that explores how to leverage technology to migrate towards a more dynamic, integrated and efficient compliance program.

This is a sponsored session. The Wall Street Journal newsroom was not involved in the production of this session.

Amy Kroll | Principal , Deloitte & Touche LLP
Monica Lalani | Principal , Deloitte & Touche LLP
Gina Primeaux | Principal , Deloitte & Touche LLP
10:30am - 11:00am
Sponsored Session
Leveraging Automation and AI to Mitigate Risk
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Join a conversation on how businesses are turning to artificial intelligence and automation to accelerate decision-making, surface patterns and enhance security in real-time.

This is a sponsored session. The Trust is a commercial department at The Wall Street Journal. The Wall Street Journal newsroom was not involved in the production of this session.

Heather Gentile | Director of RegTech Offerings , IBM Data and AI
Marc Sabino | Chief Auditor, Head of Innovation , Citigroup

In conversation with:
Stephanie Chang | VP of Content and Global Editor , The Trust, The Wall Street Journal | Barron’s Group

11:00am - 11:05am
Opening Remarks
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Head of Professional Products Innovation & Strategy
The Wall Street Journal
11:05 a.m. - 11:35 a.m.
Rethinking the Role of Compliance
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Major changes in the business world have challenged the scope of work for risk & compliance officers. How should these professionals play a role in new working arrangements, disrupted supply chains and digital transformation, and where should they intersect with the c-suite and board?

SVP and Chief Compliance Officer, Worldwide Compliance & Business Ethics
Amgen
SVP, Chief Ethics and Compliance Officer
Hewlett Packard Enterprise
Reporter, Risk & Compliance Journal
The Wall Street Journal
11:35 a.m. - 11:55 a.m.
Lessons from Wirecard
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When James Freis joined German payments company Wirecard he soon discovered fraud, became chief executive and presided over the winding up of the company. He discusses the corporate governance lessons.

Founder
Market Integrity Solutions LLC
Finance Reporter, EMEA
The Wall Street Journal
11:55 a.m. - 12:10 p.m.
Where Cryptocurrency Intersects with Compliance (Presentation)
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Cryptocurrencies are a growing part of the world economy but are also attracting increasing attention from regulators. Here’s what compliance professionals need to know.

Chief Compliance Officer
Coinbase
12:10 p.m. - 12:40 p.m.
New Scrutiny on Money Laundering
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Anti-money laundering authorities are preparing to enforce an expansive new U.S. law. With the strategy for enforcement of the law taking shape, leading companies discuss how they are adjusting their compliance.

Executive Director and Anti-Money Laundering Counsel
Morgan Stanley
Global Anti-Money Laundering Compliance Risk Management Head, Markets and Banking
Citigroup
Reporter, Risk & Compliance Journal
The Wall Street Journal
12:40 p.m. - 12:55 p.m.
WSJ Survey Findings
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Latest findings from a Wall Street Journal survey of compliance officers, including where they see the biggest risks and how their resources are changing.

Editor for Professional Data
The Wall Street Journal
12:55 p.m. - 1:15 p.m.
Following the Money
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Money laundering risk is rising, powered in part by a tide of ransomware attacks. The head of the section of the U.S. Justice Department charged with retrieving stolen funds discusses the development of recovery methods and the implications of changes to U.S. anti-money laundering laws.

Principal Deputy Chief, Money Laundering and Asset Recovery Section
U.S. Department of Justice
Reporter, Risk & Compliance Journal
The Wall Street Journal
1:20 p.m. - 1:50 p.m.
Breakout Session - Adjusting the Risk Picture
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The global pandemic caused massive business disruption with knock-on effects including rapid digitization, supply chain bottlenecks and an increase in cybercrime. Companies are also being pressured over other risks such as climate change. How can risk and compliance professionals be better prepared?

 

Managing Director, Chief Risk Officer
The Bancorp
Research Director, WSJ Pro
The Wall Street Journal
 
Breakout Session - Whistleblowers to the Fore
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Many European Union nations are due to introduce national laws enacting the EU Whistleblower Directive, while the U.S. has launched new programs and reinforced existing programs. How should companies prepare?

Partner
Morrison & Foerster LLP
Reporter, Risk & Compliance Journal
The Wall Street Journal
 
Breakout Session - How Regulation Could Affect the M&A Landscape
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The Biden administration has signaled an aggressive stance on antitrust. What does that mean for dealmaking?

Managing Partner
Iron Road Partners
Reporter, Private Equity
The Wall Street Journal
 
Breakout Session - Working with Other Executives
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Risk & compliance officers are encountering an increasing overlap with other corporate functions. How can they be effective in collaborating with other roles?

Chief Compliance Counsel
Marathon Oil Company
Reporter, Risk & Compliance Journal
The Wall Street Journal
 
Sponsored Breakout Session - Convergence of Sanctions and Trade Compliance
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U.S. companies and their international supply chain partners face heightened enforcement coupled with increasing complexity. How can they efficiently manage compliance with export controls, sanctions and other international trade control laws?

This is a sponsored session. The Wall Street Journal newsroom was not involved in the production of this session. 

Kevin J. Wolf | Partner , Akin Gump Strauss Hauer & Feld
Anne Marie Lacourse | Senior Market Specialist, Global Trade, Risk & Compliance , Dow Jones
1:55 p.m. - 2:15 p.m.
Rethinking Sanctions Policy
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The Biden administration has signaled changes in its approach to the use of economic sanctions, as well as new stances against specific foreign adversaries. An official explains how policy is changing.

Senior Director for International Economics and Competitiveness
National Security Council
Reporter, Illicit Finance
The Wall Street Journal
2:15 p.m. - 2:55 p.m.
Responding to a Ransomware Attack (Workshop)
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Ransomware attacks have become a common occurrence for companies large and small, locking up critical data, disrupting business and imposing costs. This interactive workshop will take participants through the steps to take when their organization is attacked.

Special Counsel
Adams and Reese LLP
Research Director, WSJ Pro
The Wall Street Journal
2:55 p.m. - 3:10 p.m.
The Outlook for ESG Compliance (Presentation)
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Worldwide regulators are looking closely at multiple areas of the environmental, social and governance practices of companies. A run-through of where compliance officers need to focus their efforts.

Co-Chair, Sustainability & ESG Advisory Practice
Paul, Weiss, Rifkind, Wharton & Garrison LLP
3:10 p.m. - 3:50 p.m.
Perfecting ESG Reporting
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Reporting on environmental, social and governance measures is required by some regulations, but also requested by investors and other stakeholders. This workshop will explore how leading companies gather and report ESG information.

Project Lead, Reporting
Accounting for Sustainability
Chief Sustainability Officer
Mahindra Group
Chief Sustainability Officer
Cognizant
Editor, Frontier Markets
The Wall Street Journal
Editor, Frontier Markets
The Wall Street Journal
3:50 p.m. - 4:20 p.m.
Networking
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All timings subject to change. 

View All

 SPEAKERS

Harry Briggs
Harry Briggs
Project Lead, Reporting
Accounting for Sustainability
David Curran
David Curran
Co-Chair, Sustainability & ESG Advisory Practice
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Nicole De Bello
Nicole De Bello
Executive Director and Anti-Money Laundering Counsel
Morgan Stanley
James Freis
James Freis
Founder
Market Integrity Solutions LLC
CEO
Wirecard (2020)
Anirban Ghosh
Anirban Ghosh
Chief Sustainability Officer
Mahindra Group
Nancy Grygiel
Nancy Grygiel
SVP and Chief Compliance Officer, Worldwide Compliance & Business Ethics
Amgen
Steven Gyeszly
Steven Gyeszly
Chief Compliance Counsel
Marathon Oil Company
Roy Hadley
Roy Hadley
Special Counsel
Adams and Reese LLP
Peter Harrell
Peter Harrell
Senior Director for International Economics and Competitiveness
National Security Council
Special Assistant
President Biden
Cathy LaFalce
Cathy LaFalce
Global Anti-Money Laundering Compliance Risk Management Head, Markets and Banking
Citigroup
Glenn Leon
Glenn Leon
SVP, Chief Ethics and Compliance Officer
Hewlett Packard Enterprise
Sophia Mendelsohn
Sophia Mendelsohn
Chief Sustainability Officer
Cognizant
Keith Owes
Keith Owes
Managing Director, Chief Risk Officer
The Bancorp
Alja Poler De Zwart
Alja Poler De Zwart
Partner
Morrison & Foerster LLP
Igor Rozenblit
Igor Rozenblit
Managing Partner
Iron Road Partners
Melissa Strait
Melissa Strait
Chief Compliance Officer
Coinbase
Leo Tsao
Leo Tsao
Principal Deputy Chief, Money Laundering and Asset Recovery Section
U.S. Department of Justice

 MODERATORS

Kristin Broughton
Kristin Broughton
Reporter, Risk & Compliance Journal
The Wall Street Journal
Tom Corrigan
Tom Corrigan
Editor for Professional Data
The Wall Street Journal
Chris Cumming
Chris Cumming
Reporter, Private Equity
The Wall Street Journal
Nicholas Elliott
Nicholas Elliott
Head of Professional Products Innovation & Strategy
The Wall Street Journal
Dan Keeler
Dan Keeler
Editor, Frontier Markets
The Wall Street Journal
Patricia Kowsmann
Patricia Kowsmann
Finance Reporter, EMEA
The Wall Street Journal
Rob Sloan
Rob Sloan
Research Director, WSJ Pro
The Wall Street Journal
Mengqi Sun
Mengqi Sun
Reporter, Risk and Compliance Journal
The Wall Street Journal
Ian Talley
Ian Talley
Reporter, Illicit Finance
The Wall Street Journal
Dylan Tokar
Dylan Tokar
Reporter, Risk & Compliance Journal
The Wall Street Journal

 SPONSOR PARTICIPANTS

Stephanie Chang
Stephanie Chang
VP of Content and Global Editor
The Trust, The Wall Street Journal | Barron's Group
Heather Gentile
Heather Gentile
Director of RegTech Offerings
IBM Data and AI
Amy Kroll
Amy Kroll
Principal
Deloitte & Touche LLP
Anne Marie Lacourse
Anne Marie Lacourse
Senior Market Specialist, Global Trade, Risk & Compliance
Dow Jones
Monica Lalani
Monica Lalani
Principal
Deloitte & Touche LLP
Gina Primeaux
Gina Primeaux
Principal
Deloitte & Touche LLP
Marc Sabino
Marc Sabino
Chief Auditor, Head of Innovation
Citigroup
Kevin J. Wolf
Kevin J. Wolf
Partner
Akin Gump Strauss Hauer & Feld

Reserve Your Spot Now

$129
Online Ticket Includes
  • Watch live interviews from your living room
  • A seat at one of our breakout sessions
  • Connect with other attendees via live chat, direct messaging and more
  • Record a question for a certain speaker and they may answer it live during their session
  • Watch any interviews you missed with access to the online library

Founding Sponsor

Presenting Sponsors

Media Partners

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